As a registered investment advisor, Penn Advisory Group is committed to transparency and regulatory compliance. Below are important disclosures about our services, fees, and regulatory obligations.
Firm Name: Penn Advisory Group, Inc.
Business Address: 1307 3rd Street SW, Mount Vernon, Iowa 52314
Telephone: (319) 535-0262
Email: robert.penn@pennadvisory.com
SEC Registration: Registered Investment Advisor
Registration: 2021
Principal Owner: Robert D. Penn Sr., President & Investment Advisor
Assets Under Management: As disclosed in Form ADV Part 1A
Investment Adviser Public Disclosure: https://adviserinfo.sec.gov/firm/summary/315991
Penn Advisory Group provides investment advisory services to individuals, families, and retirement plans. Our services include:
Fiduciary Duty: As a registered investment advisor, we have a fiduciary duty to act in the best interests of our clients at all times.
Penn Advisory Group Inc. is a registered investment adviser with the state of Iowa and whose principal office is located in Iowa. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption. Information on this website is directed toward U.S. residents only.
All clients are advised that it remains their responsibility to advise their financial advisor or Penn Advisory Group Inc. of any changes in their investment objectives and/or financial situation.
This website is a publication of Penn Advisory Group Inc. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy, and it should not be regarded as a complete analysis of any subjects discussed. A professional advisor should be consulted before any investment decisions are made.
Past performance does not guarantee future success. Information on this website is not an offer to buy or sell or a solicitation of any offer to buy or sell the securities mentioned herein.
Information on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information on products and services. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.
Hyperlinks on this website point are provided as a convenience only, and we disclaim any responsibility for the accuracy of information on any other website linked hereto.
For additional information about our services, fees, or to request copies of our Form ADV documents, please contact us:
Phone
(319) 535-0262
robert.penn@pennadvisory.com
This disclosure document was last updated on 09/03/2025. We reserve the right to update these disclosures as necessary to reflect changes in our business practices or regulatory requirements.
We believe in complete transparency with our clients. If you have any questions about our regulatory compliance or disclosures, please don't hesitate to contact us.